Kathleen Jones

Inner Page Banner-mobile
Kathleen Jones is a talented writer with a passion for distilling complex financial concepts into clear, accessible language. With a background in financial services, Kathleen brings a wealth of knowledge and experience to her writing, offering readers valuable insights into the ever-changing landscape of finance. Her articles and reports are characterized by meticulous research and a commitment to accuracy, making her a trusted source of information for readers seeking to make informed financial decisions. Kathleen's dedication to her craft and her ability to communicate complex ideas with clarity and precision have earned her recognition as a respected authority in the field of finance.

How Rule 15C211 Affects You

The SEC is well-known for creating a ton of rules that people must follow if they want to sell or buy stocks. Form 211 should be completed by any market maker and must be filed with FINRA, the Financial Industry Regulatory Authority. It is used to resume or initiate...

read more

Recent Articles

Categories

Archive